Application for Certification
CATG welcomes all applications for certification.
CATG operates in an impartial, open, fair, non-discriminatory manner and welcomes application from individuals and companies throughout the world regardless of their:
Type of business
Size of business
Number of current or past certificates they hold
Location
Membership of other certification schemes
We will respect and maintain your confidentiality and personal details.
To apply for certification, please complete our application form on our website or email CATG or call on the telephone numbers on our website.
Our application form and contract lists what you are required to submit with your application in order for it to be processed without delay.
Upon receipt of your application, our certification manager will allocate an auditor.
Our certification manager will contact you after studying your application form and we will send you an estimate for the certification work.
If you need any guidance or not happy with our service at any time, please contact our team.
What is the cost of certification?
Please contact CATG for our current fees. Along with details of the documents, standards and publications we offer.
Our fees include all costs, travel, flights, car hire, translators, accommodation and certification. There are no extras.
For product certification schemes a factory production control manual and supporting documents and records, a product stamp/label stamp/mark and/or end band, a DOP and ACD will be needed to demonstrate the product conformity.
Check before you apply
Before applying for certification, you should have obtained a copy of the relevant standard/s in order to:
Ensure you have the right standard for you
Prepare your application for CATG
Determine your scope
And you should have reviewed:
The products, goods and services you wish to offer
Your processes and controls
Your reliance and control of subcontractors
Who will undertake the management of the scheme for you
For a new certification audit
Pre-assessment audit
For audits CATG normally recommends a pre-assessment, scoping or stage one visit by your auditor.
This visit addresses the scope of certification you have requested and will normally last between 1 to 4 days depending on your organisation’s size and the complexity of your processes.
It is designed to confirm your readiness for full, main or stage two assessment. Through the assessment the auditor will tour your operations and review your:
Site or sites
Process/es
Process/es controls
Policy
Scheme objectives
Top management commitment
Scheme documents
Scheme records
Staff competence and understanding of their roles and responsibilities
Calibration of measuring and testing equipment
Release of products and services to your customers
Understanding of the scheme
Internal audits and management review
You will receive a full report outlining where you meet the standard/s and outlining the areas to be developed.
Main assessment audit
Following your pre-assessment audit and when you feel ready for certification, the main or stage two audit will be conducted by your auditor. Payment for the stage one must have been received by CATG.
Through the main assessment the auditor will tour your operations and review your:
Process/es
Process/es controls
Conformity of your scheme against the standards
Success towards scheme objectives
Performance monitoring and measuring
Meeting of scheme, regulatory and compliance obligations
Scheme documents
Scheme records
Staff competence and understanding of their roles and responsibilities
Internal audits and management review
The length of the main assessment or stage two will depend upon the scope of certification requested, the number of sites, how many staff are employed and the number of sub-contractors used. Again, the certification manager or your auditor will provide you with a quotation for the work involved.
Prior to the visit, you will receive an audit plan, which provides a proposed timetable for the work and areas to be audited.
Following your audit, you will receive a written report. If successful, certification will be awarded.
Possible outcomes of a certification decision, depending on the scheme, include:
Unconditional certification or certification – the audit found no discrepancies
Reduced certification and/or scope – changes in production or products
Conditional certification – the evaluation found discrepancies which do not prevent the issue of a certificate, but which do need to be rectified prior to the first surveillance audit
Pre-conditional certification – the evaluation found major discrepancies under which a certificate cannot be issued without substantial remedial actions and an overall re-evaluation of the applicant’s procedures and activities
Mandatory findings – findings must be corrected for certification to be given or continued
Qualified approval for ISPM15 - 3 months to correct the findings
Unsatisfactory – a complete main audit within one month
Generally satisfactory – given 2 weeks to correct the issues
Any improvement actions identified against certification requirements will be notified to you in writing during or immediately following the assessment visit.
You will then be asked to advise CATG on how you intend to address them. Once the improvement actions have been implemented to the satisfaction of CATG and full payment received, you will be granted certification.
Maintenance of your certification
Your certification or staff competence will be confirmed on a six-monthly or annual surveillance audits, with a full re-assessment or re-certification every three, four of five years depending on your certification scheme.
When certificated you are required to:
Comply with the scheme requirements
Inform CATG of any changes that can affect your certification
Make all necessary arrangements for CATG to conduct your audits, including provision for examining documentation and access to all processes and areas, records and personnel for the purposes of initial certification, surveillance, recertification and resolution of complaints
Make provisions, where applicable, to accommodate the presence of observers
CATG will inform you of any changes to the scheme/s.
Surveillance audits
Your surveillance audits will, subject to your certification, review your:
Non-conformities identified at previous CATG audits
Internal audits
Management reviews
Non-conformities, non-conforming products and complaints from others
Changes you have made
Use of the scheme marks, logos, trademarks and reference to certification
Effectiveness of your scheme and objectives and controls and your commitment to developing your scheme
Your procedures, policies, records and records
Competence of staff
Re-certification audits
Recertification audits, depending on your management and product scheme/s will review:
Your current and past competence and audit results
Confirmation of continuing satisfactory work and work experience records
The effectiveness of the management of your scheme in its entirety in the light of internal and external changes and its continued relevance and applicability to the scope of certification
Your commitment to maintain the effectiveness and improvement of the management system in order to enhance overall performance
The effectiveness of the management of your scheme with regard to achieving your objectives and the intended results of the respective management system/s
Extending your scope of certification
You may extend your scope of certification at any time, but costs can be minimised if
extensions are assessed as part of the on-going surveillance programme. You are advised to submit any application for extension to scope at least three months before your annual visit is due to ensure it can be included in the assessment (where on-site assessment is required).
An additional fee for an extension to scope will be charged where extra assessor or
administration time is involved.
Reducing your scope of certification
You may reduce your scope of certification at any time. You are advised to call CATG before you do this to discuss your new needs, scope and certification. A new contract, an audit and new certificate may be needed.
Suspending your certification
You may approach CATG to suspend your certification if you are not manufacturing or carrying out your services for a fixed period. All use and claims of the certificate, scheme logos, stamp marks, labels, certification must be ended when you suspend your certification. You may need an audit to restart your certification.
CATG suspending your certification
CATG may suspend you certification if you do not maintain the scheme requirements for your certification. This may be due to a number of findings, non-payment to CATG, product issues and you not maintaining your certification.
You will be given a timetable to close these issues. All use and claims of the certificate, scheme logos, stamp marks, labels, certification must be ended when you suspend your certification.
Withdrawing or ending your certification
You may withdraw certification at any time. You are advised to call CATG before you do this to discuss your new needs. All use and claims of the certificate, scheme logos, stamp marks, labels, certification must be ended when you end your certification.
CATG withdrawing or ending your certification
CATG may withdraw you certification if you do not maintain the scheme requirements for your certification.
What is the cost of certification?
Please contact CATG for our current fees. Along with details of the documents, standards and publications we offer.
Changes affecting certification
When your certification scheme introduces new or revised requirements, we will inform you of these and outline the changes. You may have to develop your:
Documents
Procedures
Controls
Competence
Labelling, marking or stamping
If you make changes to your scheme you are required to inform CATG.
These changes affecting certification may result in CATG:
Undertaking a further evaluation to review of your approach to the changes
Conducting a review of your approach to the changes
Conducting a decision on your approach to the changes
Issuing revised formal certification documentation to extend or reduce the scope of certification
Revised surveillance activities
Not happy with our approach?
If at any time, you are not happy with our approach please contact our team. We will respond positively.
